• Swann, Nov. 14: Stephen Sondheim, autograph musical quotation signed and inscribed, 4 bars from “Send in the Clowns,” 1986.
    Swann, Nov. 14: George Washington, autograph letter signed to Robert Morris, preparing for attack on Philadelphia, 1777.
    Swann, Nov. 14: Autograph album containing over 250 signatures by members of 29th U.S. Congress, 1845.
    Swann, Nov. 14: Charles “The Bold,” letter signed to Duke of Milan written during Burgundian Wars, 1475.
    Swann, Nov. 14: Deng Xiaoping, TIME magazine “Man of the Year” issue signed and dated, 1979.
    Swann, Nov. 14: Theodor Herzl, autograph letter signed to prospective tutor of his children, 1902.
    Swann, Nov. 14: Bourienne’s Memoirs of Napoleon Bonaparte extra illustrated including 1798 letter signed by Napoleon after Battle of the Nile, 1836.
    Swann, Nov. 14: George Minot, autograph manuscript signed, diary kept during European trip to claim Nobel Prize, 1934.
    Swann, Nov. 14: Thomas Jefferson, autograph letter signed, introducing George Washington’s personal secretary Tobias Lear, 1793.
    Swann, Nov. 14: Winston Churchill, A History of the English-Speaking Peoples, signed in second volume, first edition, 1956-58.
    Swann, Nov. 14: John Steinbeck, late typescript drafts of 5 chapters from his posthumously published tales of King Arthur, 1959.
    Swann, Nov. 14: H.G. Wells, group of 14 of his books signed to his mistress Rebecca West or the son they had together, 1910s-40s.
  • Old World Auctions (Nov 6-20):
    Lot 51. Ortelius' Influential Map of the New World - Second Plate in Full Contemporary Color (1579) Est. $5,500 - $6,500
    Old World Auctions (Nov 6-20):
    Lot 165. Reduced-Size Edition of Jefferys/Mead Map with Revolutionary War Updates (1776) Est. $4,750 - $6,000
    Old World Auctions (Nov 6-20):
    Lot 688. Blaeu's Superb Carte-a-Figures Map of Africa (1634) Est. $3,000 - $3,750
    Old World Auctions (Nov 6-20):
    Lot 105. Striking Map of French Colonial Possessions (1720) Est. $2,750 - $3,500
    Old World Auctions (Nov 6-20):
    Lot 98. Rare First Edition of the First Published Plan of a Settlement in North America (1556) Est. $3,000 - $3,750
    Old World Auctions (Nov 6-20):
    Lot 181. Important Map of the Georgia Colony (1748) Est. $2,750 - $3,500
    Old World Auctions (Nov 6-20):
    Lot 547. Ortelius' Map of Russia with a Vignette of Ivan the Terrible in Full Contemporary Color (1579) Est. $1,400 - $1,700
    Old World Auctions (Nov 6-20):
    Lot 85. Homann's Decorative Map of Colonial America (1720) Est. $1,600 - $1,900
    Old World Auctions (Nov 6-20):
    Lot 642. Blaeu's Magnificent Carte-a-Figures Map of Asia (1634) Est. $3,000 - $3,750
    Old World Auctions (Nov 6-20):
    Lot 748. The Martyrdom of St. John in Contemporary Hand Color with Gilt Highlights (1520) Est. $1,000 - $1,300
    Old World Auctions (Nov 6-20):
    Lot 298. Scarce Early Map of Chester County (1822) Est. $2,750 - $3,500
  • Bonhams, Nov. 2-12: AUDUBON, JOHN JAMES. Red-Shouldered Hawk. London: R. Havell, Jr., 1829. $2,000 - $3,000
    Bonhams, Nov. 2-12: STEWART, WILLIAM DRUMMOND, SIR. Altowan; or, Incidents of Life and Adventure in the Rocky Mountain... New York, 1846. PRESENTATION COPY. $800 - $1,200
    Bonhams, Nov. 2-12: WILLUGHBY & RAY, JOHN. The Ornithology of Francis Willughby in three books... London, Martyn, 1678. $800 - $1,200
    Bonhams, Nov. 2-12: SUSAN B. ANTHONY. Autograph Quotation Signed, on equal rights "for men and women," Rochester, 1898. $1,000 - $1,500
    Bonhams, Nov. 2-12: FRANKLIN, BENJAMIN. Autograph Letter Signed integrally to Le Comte de Milly arranging a meeting with M. Broignard, Passy, 1778. $10,000 - $15,000
    Bonhams, Nov. 2-12: FRANKLIN, JEFFERSON, & ADAMS. Mansucript Signed by all three architects of the American ideal, requesting a Treaty of Amity and Commerce. $750,000 - $1,000,000
    Bonhams, Nov. 2-12: LINCOLN, ABRAHAM. Endorsement Signed, a pardon for a Confederate soldier, February 6, 1865. $4,000 - $6,000
    Bonhams, Nov. 2-12: NAPOLEON FORMALLY RATIFIES THE LOUISIANA PURCHASE. Document Signed ("James Monroe," "Robt. R. Livingston" and "Barbé-Marbois"). $100,000 - $200,000
    Bonhams, Nov. 2-12: JAMES MONROE ON THE DIFFICULTIES OF JAY'S TREATY. Autograph Letter Signed to Thomas Pinckney, Paris, January 17, 1795. $15,000 - $25,000
    Bonhams, Nov. 2-12: GIDEON WELLES FIRST HAND ACCOUNT OF FORT PICKENS AND FORT SUMTER ON THE EVE OF CIVIL WAR. Autograph Manuscript, 44 pp, c.1870. $4,000 - $6,000
    Bonhams, Nov. 2-12: SIGNED BY BORGES. Labyrinths: Selected Stories & Other Writings. 1962. First book publication in English. $4,000 - $6,000
    Bonhams, Nov. 2-12: LORENZO DOW TURNER'S COPY. LOCKE, ALAIN. The New Negro: an Interpretation. 1925. $1,000 - $1,500

Rare Book Monthly

Articles - January - 2011 Issue

Settlement Reached in Rothschild Suit vs. Auction House

Bookseller David Slade, whose theft led to the Rothschild-Winter lawsuit.

Bookseller David Slade, whose theft led to the Rothschild-Winter lawsuit.

According to a press release issued by his attorneys, Sir Evelyn de Rothschild has reached a settlement in his suit against Dominic Winter Book Auctions. The amount was not revealed though the press release indicated that Sir Evelyn was satisfied with the result. A spokesman for the attorneys said they would not be making any comments beyond those contained in the press release.

 

This was a very sad case, where the suit was between two victims of a crime committed by a once well-respected member of the book community. David Slade was a former president of the Antiquarian Booksellers Association (Britain) who was hired by Sir Evelyn to catalogue his collection in 2001. Mr. Slade's credentials, a bookseller from the age of 17 who reached the highest office in England's most prestigious booksellers' organization, were impeccable. Both Sir Evelyn de Rothschild and Dominic Winter Auctions trusted him completely. Both suffered for their confidence.

 

At some point between 2001 and 2005, Slade began taking books from Sir Evelyn's collection of turn of the 20th century private press books. There is some obscure material here, and he probably believed no one would miss it. Perhaps he would have gotten away with the thefts, but the unusually long amount of time Mr. Slade was taking to catalogue the collection led to suspicions, which eventually led to the discovery of the theft. All told, he probably stole around 70 volumes from the Rothschild library.

 

In April of 2008, police raided Slade's home and discovered some of Sir Evelyn's books and receipts for others. Mr. Slade confessed, attributing his actions to great personal debt, including around $50,000 on credit cards. In February 2009, Slade pleaded guilty to stealing approximately $340,000 worth of books from Rothschild. He was sentenced to 28 months in prison.

 

And so this sad story came to an end. Well, not quite. Where had the books gone that Slade no longer possessed? Sir Evelyn was still entitled to his books, or compensation for those that could not be found. Mr. Slade was liable to him for the value, but he had long ago spent those proceeds covering his debts. He was broke. Mr. Slade might have to pay for his crime by spending time in jail, but some innocent party would have to pay for the financial losses. That would be Sir Evelyn, unless someone else besides Mr. Slade was secondarily accountable.

 

Forty-two of the books Slade had stolen were taken to Dominic Winter Book Auctions and sold there. We do not know what Winter did to investigate the provenance of the books Slade brought them, but it appears that the auction house may have relied too much on Slade's reputation and assumed his possession was legitimate. Sir Evelyn believed that Winter owed him a bit more due diligence in determining the provenance of these books and sued the auction house for wrongful interference with his ownership and right to possession, along with conversion. Winter maintained that they never took possession of the books and provided no guarantee of title, hence they had no legal connection to the stolen books that would make them liable to Sir Evelyn. They were, in their view, simply facilitating a sale between Mr. Slade and the ultimate buyer, perhaps like a landlord of a retail store facilitates a sale between the shopkeeper and his customer.

 

According to the press release from the Rothschild attorneys, the court ruled for Sir Evelyn in the suit in August 2009 with damages to be determined later. This summer, according to the release, "Sir Evelyn accepted Dominic Winter Auctions' offer to pay him substantial damages and his legal costs in settlement of his claim."

 

The press release also indicated that Sir Evelyn was concerned that Mr. Slade had been able to sell so many stolen rare and antiquarian books at the auction house, noting he was "pleased with the favourable outcome of the litigation." The release concluded, "Sir Evelyn is hopeful that the success of the legal action he has taken in this case will serve to highlight both the potential risks to purchasers of antiquarian books at auction and, most importantly, the need for auction houses to conduct adequate due diligence in order to establish the provenance of the books they are being asked to sell."

 

There is not much we can add to the advice proffered by Sir Evelyn. All purchasers and facilitators, be they collectors, dealers, or auction houses, should be conducting some degree of investigation, particularly with more expensive or large quantities of items. Nonetheless, we can also sympathize with Dominic Winter, whose apparent excessive reliance on David Slade's integrity was very similar to the reliance Sir Evelyn placed on the same man. Perhaps the most important message for all involved in the book trade is to remember that the law is more focused on the nature of the material you possess or trade (stolen vs. legitimate) than on the good faith with which you received it. If you possess stolen goods, you must return them, even if you purchased them in good faith for fair value. You are simply out of luck. You are expected to determine their legitimacy, and if you do not, you will be held accountable for their value (though your good faith will keep you, unlike Mr. Slade, out of prison). Caveat emptor! Let the buyer beware. Do your research, recognize that something too good to be legal probably isn't, and consider your source. A seller's guarantee and promise to take back stolen merchandise with no time limit is a reassurance worth considering, even if that dealer or auction house's prices are somewhat higher than the street bazaar.

 

 


Posted On: 2011-01-01 00:00
User Name: MikeDaw

Sad case but raises some interesting issues. If the books had been sold through an on-line marketplace or auction site (AE, ABE, Amazon, eBay, et


Posted On: 2011-01-05 00:00
User Name: monatrim

One obvious question: I assume that the books stolen by Slade did not feature the bookplate/signature of Sir Evelyn. In such a case, what const


Rare Book Monthly

  • Doyle
    Stage & Screen
    November 14 & 15
    Doyle, Nov. 14-15: A studio-sanctioned Darth Vader Touring Costume from The Empire Strikes Back. $50,000 to $100,000.
    Doyle, Nov. 14-15: An original Al Hirschfeld's illustration of the cast of On Golden Pond. $4,000 to $6,000.
    Doyle, Nov. 14-15: The largest trove of personal Grace Kelly letters to come to market. $60,000 to $80,000.
    Doyle, Nov. 14-15: An Important Archive of Musical Manuscripts of Truman Capote and Harold Arlen's House of Flowers. $40,000 to $60,000.
    Doyle, Nov. 14-15: The archive of an original Merrily We Roll Along Broadway cast member. $5,000 to $10,000.
    Doyle, Nov. 14-15: Jerry Herman's Yamaha Model C7 Ebonized Grand Piano. $6,000 to $9,000.
    Doyle, Nov. 14-15: A large group of Jerry Herman musical posters. $300 to $500.
    Doyle, Nov. 14-15: Group of awards presented to Jerry Herman. $300 to $400.
    Doyle, Nov. 14-15: Six pages of original art for "The MAD Game of Basebrawl," a complete story published in MAD #167, pages 31-36, June 1974. $3,000 to $4,000.
    Doyle, Nov. 14-15: A MAD book made for Al Jaffee, containing original art and writings from many MAD contributors. 2011. $1,200 to $1,800.
    Doyle, Nov. 14-15: A Jaffee-themed MAD Fold-In - "What honor should the creator of the MAD Fold-Ins be given?" $800 to $1,200.
    Doyle, Nov. 14-15: MAD Fold-In - "What developing news story has many Americans totally transfixed?" $800 to $1,200.
  • Dominic Winter Auctioneers
    Printed Books, Maps & Caricatures
    13 November 2024
    Dominic Winter, 13th Nov: The Americas. Blaeu (Willem Janszoon), Americae nova Tabula, Amsterdam circa 1635. £800-1,200
    Dominic Winter, 13th Nov: Witchcraft. Saducismus Trimphatus, by Joseph Glanvill, 2nd edition, 1688. £600-800
    Dominic Winter, 13th Nov: Gillray (James). United Irishmen in Training, 1798. £500-800
    Dominic Winter Auctioneers
    Printed Books, Maps & Caricatures
    13 November 2024
    Dominic Winter, 13th Nov: Ketham (Johannes de). Fasciculus medici[n]e …, Venice: Cesare Arrivabene, March 1522. £6,000-8,000
    Dominic Winter, 13th Nov: Bible [English]. The Byble in Englyshe of the largest and greatest volume..., 1541. £7,000-10,000
    Dominic Winter, 13th Nov: Chaucer (Geoffrey). The Workes of Geffray Chaucer newlye printed..., 1542. £2,000-3,000
    Dominic Winter Auctioneers
    Printed Books, Maps & Caricatures
    13 November 2024
    Dominic Winter, 13th Nov: Bible [English]. The Newe Testament of Our Saviour Jesu Christe..., 1566. £7,000-10,000
    Dominic Winter, 13th Nov: Hakluyt (Richard). The Principal Navigations, Voyages, Traffiques..., 1599. £4,000-6,000
    Dominic Winter, 13th Nov: Queen Anne binding. A sammelband of 15 almanacks, 1704. £1,000-1,500
    Dominic Winter Auctioneers
    Printed Books, Maps & Caricatures
    13 November 2024
    Dominic Winter, 13th Nov: Jacobite Uprising. A Grand Consultation concerning the Invasion of England..., 1745. £1,000-1,500
    Dominic Winter, 13th Nov: Holbein (Hans). Imitations of Original Drawings in the Collection of His Majesty, 1792-1800. £2,000-3,000
    Dominic Winter, 13th Nov: Wordsworth (William). Yarrow Revisited, 1st edition, presentation copy with author's corrections, 1835. £1,500-2,000
  • Sotheby's
    Fine Books, Manuscripts & More
    Available for Immediate Purchase
    Sotheby’s: J.R.R. Tolkien. The Lord of the Rings Trilogy. 11,135 USD
    Sotheby’s: Edgar Allan Poe. The Raven and Other Poems, 1845. 33,000 USD
    Sotheby’s: Leo Tolstoy, Clara Bow. War and Peace, 1886. 22,500 USD
    Sotheby’s: Sir Arthur Conan Doyle. Adventures of Sherlock Holmes, 1902. 7,500 USD
    Sotheby’s: F. Scott Fitzgerald. This Side of Paradise, The Great Gatsby, and Others, 1920-1941. 24,180 USD
  • Freeman’s | Hindman
    Fine Printed Books and Manuscripts, Including Americana
    November 14
    Freeman’s | Hindman, Nov. 14: LEROUX, Gaston. The Phantom of the Opera. FIRST AM. ED, FIRST ISSUE IN THE VERY RARE DUST JACKET. 1911. $6,000 – 8,000.
    Freeman’s | Hindman, Nov. 14: GOULD, John. A Monograph of the Trochilidae...Humming-Birds. L., [1849-] 1861. $60,000 – 80,000.
    Freeman’s | Hindman, Nov. 14: A COMPLETE RUN of Limited Editions Club publications, v.p. [mostly New York], 1929-2010. $50,000 – 60,000.
    Freeman’s | Hindman, Nov. 14: ORWELL, George. Nineteen Eighty-Four. Lon., 1949. FIRST EDITION IN A VERY FINE DUST JACKET. $6,000 – 8,000.
    Freeman’s | Hindman, Nov. 14: GOULD. A Monograph of the Ramphastidae...Toucans. L., [1852-] 54. SECOND ED. $35,000 – 45,000.
    Freeman’s | Hindman, Nov. 14: The Federalist. NY, 1788. FIRST EDITION, THICK PAPER COPY. $60,000 – 80,000.
    Freeman’s | Hindman, Nov. 14: SELBY. Plates to Selby’s Illustrations of British Ornithology. Edin., [1833-] 34. $20,000 – 30,000.
  • Forum Auctions
    A Visual and Historical Voyage into the Ottoman World:
    The Library of a Gentleman
    14th November
    Forum, Nov. 14: Preziosi (Amedeo). Stamboul: Recollections of Eastern Life, first edition, Paris, Lemercier, 1858. £6,000 to £8,000.
    Forum, Nov. 14: Mayr (Heinrich von). Malerische Ansichten aus dem Orient. Vues Pittoresques de l'Orient, first edition in the original 10 parts, Munich, Paris & Leipzig, [1839-40]. £10,000 to £15,000.
    Forum, Nov. 14: Lewis (John Frederick). Illustrations of Constantinople, made during a Residence in that City &c. in the Years 1835-6, first edition, [1838]. £6,000 to £8,000.
    Forum, Nov. 14: Dodwell (Edward). Views in Greece, first edition, ordinary format, Rodwell and Martin, 1821. £8,000 to £12,000.
    Forum, Nov. 14: Cassas (Louis François). [Voyage Pittoresque de la Syrie, de la Phoenicie, de la Palæstube et de la Basse-Égypte], 3 vol., first edition, [Paris], [1799]. £8,000 to £12,000.
    Forum Auctions
    A Visual and Historical Voyage into the Ottoman World:
    The Library of a Gentleman
    14th November
    Forum, Nov. 14: La Chappelle (Georges). Recueil de Divers Portraits des Principales Dames de la Porte du Grand Turc, first edition, Paris, 1648. £8,000 to £12,000.
    Forum, Nov. 14: Fossati (Gaspard). Aya Sophia Constantinople as recently restored by order of H.M. the Sultan Abdul Medjid, first edition, ordinary format, 1852. £6,000 to £8,000.
    Forum, Nov. 14: Pertusier (Charles). Promenades Pittoresques dans Constantinople et sur les Rives du Bosphore, 4 vol., inc Atlas, first edition, Paris, H. Nicolle, 1815-17. £6,000 to £8,000.
    Forum, Nov. 14: Brindesi (Jean). Souvenirs de Constantinople, first edition, [Paris], [1855-60]. £4,000 to £6,000.
    Forum, Nov. 14: Le Bruyn (Cornelius). Voyage au Levant, first French edition, Delft, Henri de Kroonevelt, 1700. £3,000 to £4,000.
  • Desa Unicum, Nov. 13: Chronograph Wristwatches. Precious memories of the 20th Century / Cronografi da Polso. Preziose Memorie del XX Secolo, 2013. €3,000 to €5,000. Starting Bid: €10.
    Desa Unicum, Nov. 13: Lanthemann, Joseph. Modigliani 1884-1920. A Catalogue Raisonné, Barcelona, 1970. €320 to €380. Starting Bid: €10.
    Desa Unicum, Nov. 13: Warhol, Andy. The Philosophy of Andy Warhol (from A to B and back again), New York, 1975. Signed by the author. €500 to €600. Starting Bid: €10.
    Desa Unicum, Nov. 13: Vitali, Lamberto. Morandi: Catalogo Generale. I & II, Mediolan, 1983. €1,100 to €1,300. Starting Bid: €10.
    Desa Unicum, Nov. 13: Goldstein, Ann. Christopher Wool, Los Angeles, 1998. €320 to €380. Starting Bid: €10.
    Desa Unicum, Nov. 13: Celant, Germano. Piero Manzoni, 1989. €320 to €360. Starting Bid: €10.
    Desa Unicum, Nov. 13: Ernst, Max. Oeuvre-Katalog. Das Graphische Werk, Cologne, 1975. €420 to €480. Starting Bid: €10.

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